SESSION 01
NAVIGATING NEW CMS REGULATIONS
From CMS Readiness to Audit Excellence
Date
Time
Sept 16, 2026
1:00 – 2:00 PM ET
About this session
Audit teams are under pressure to prove readiness before the request ever lands — a defensible universe, traceable evidence, and data that holds up when a regulator, client, or board asks hard questions. In this first session of The Alerion Exchange, leaders from Alerion, Rebellis, and Advent share how they’re building audit command centers that move teams from reactive scramble to proactive control.
we'll discuss:
Define a defensible audit universe
What “universe readiness” actually requires before an audit request arrives — not after.
Move from reactive to command-center thinking
Practical steps for shifting audit response from scramble mode to a standing, always-ready operation.
Build data that survives scrutiny
What “defensible data” means in practice, and how to structure documentation that holds up under review.
Coordinate across compliance, consulting, and operations
Cross-functional lessons from three organizations who’ve navigated this together.
Spot the early warning signs
Where audit infrastructure typically breaks first — and how to catch it before regulators do.
Speakers

Jordan Flynn
VP, Compliance, Rebellis Group

Caitlin Purdy
Consultant, Rebellis Group

Peggy Ketterer
Sr. Director of Operations, Advent Advisory Group
Moderators

Jason Montrie
Chief Executive Officer, Alerion Advisors

Kristina Adrian
VP, Marketing, Alerion Advisors